Financial regulation

Results: 61100



#Item
591Financial markets / Committee of European Securities Regulators / European Commission / Finance / Economy / Financial regulation / Financial economics / Markets in Financial Instruments Directive

THE COMMITTEE OF EUROPEAN SECURITIES REGULATORS Date: Ref.: December 2001

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Source URL: www.spi-romania.eu

Language: English - Date: 2007-07-12 12:42:53
592Economy / Finance / Money / Financial regulation / Systemic risk / Financial markets / European Union / Markets in Financial Instruments Directive / European Market Infrastructure Regulation / Trade Repository / Derivative / Futures contract

The Definition Of Derivative Contracts Under EMIR www.cummingslaw.com

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Source URL: www.cummingslaw.com

Language: English - Date: 2014-10-22 09:09:51
593Economy / Finance / Money / Financial regulation / Money laundering / Tax evasion / Terrorism / Regulatory compliance / Asset liability management / Patriot Act /  Title III /  Subtitle A / SarbanesOxley Act

Microsoft Word - Trust and Service Pr#104C4D.doc

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Source URL: www.belizecompanies.com

Language: English - Date: 2015-12-02 15:53:57
594Business cycle / Financial regulation / Macroeconomic policy / Macroprudential regulation / Systemic risk / Economy / Economics

SNB Research Report SNB Research Report 2015

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Source URL: www.snb.ch

Language: English
595Economy / Systemic risk / European Union / Financial regulation / Markets in Financial Instruments Directive / High-net-worth individual

Private client solutions Goal based financial planning CIFA Monaco | June 2016 Challenges

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Source URL: cifango.org

Language: English - Date: 2016-06-10 05:51:19
596Economy / Accounting / Auditing / Business / Systemic risk / Financial regulation / International standards / International Organization of Securities Commissions / Audit / Assurance services / Credit rating agency / U.S. Securities and Exchange Commission

International Regulate January 2014 Editorial Once again, European issues form the subject of the editorial. It is thought that regulators in a number of jurisdictions have been waiting for Europe to decide on

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Source URL: www.bakertillycayman.com

Language: English - Date: 2014-11-03 12:44:05
597Finance / Economy / Money / Corporate finance / Stock market / Equity securities / Financial regulation / Investec / JSE Limited / Dual-listed company / Proxy voting / Stock

Investec Limited Incorporated in the Republic of South Africa Registration numberJSE share code: INL NSX share code: IVD BSE share code: INVESTEC

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Source URL: www.bse.co.bw

Language: English - Date: 2016-08-05 06:25:34
598Economy / Law / Financial regulation / Crime / Terrorism / Tax evasion / Money laundering / Bank regulation / Financial Action Task Force on Money Laundering / Politically exposed person / Terrorism financing / Payable-through account

Microsoft Word - 40Recs-2003-amend-Oct2004_en.doc

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Source URL: www.nrb.org.np

Language: English - Date: 2011-06-05 08:14:16
599Finance / Money / Economy / Financial regulation / Short / Interest

Terms and Conditions Share Financing Interest Free Instalment Promotion Terms and Conditions Governing the Share Financing “Interest Free Instalment” Promotion 1. The Promotion is valid between 1 July 2016 to 15 Aug

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Source URL: portal.iocbc.com

Language: English - Date: 2016-07-19 03:17:46
600Finance / Money / Economy / Financial markets / Structured finance / Stock market / Structured product / Algorithmic trading / Market liquidity / Security / Systemic risk / Credit rating agency

HONG KONG EXCHANGES AND CLEARING LIMITED GUIDE ON ENHANCING REGULATION OF THE LISTED STRUCTURED PRODUCTS MARKET 27 July 2012 Purpose of the Guide 1.

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Source URL: www.hk.daiwacm.com

Language: English - Date: 2016-05-22 22:25:32
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